The systems and controls established by a firm must be appropriate to its business.
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UK introduces Financial Services and Markets Bill 2026
The landmark legislation aims to modernize financial services regulation, cut red tape for businesses, and strengthen consumer protections.
Carmen Cracknell1 min read
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Global crime ring members sentenced in $2 billion telemedicine fraud case
The defendants employed scores of call center employees and remote-billers to steal hundreds of millions of dollars from American businesses and launder the stolen monies overseas.
Kevin Kinsella1 min read
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OPINION: Closing the friction gap – the new rules of fund administration in the retail era
Andrew Dipkin argues the “retailization” of private markets is transforming fund administration from a back-office function into critical infrastructure.
Andrew Dipkin | ZEDRA5 min read
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City Week 2026: Fireside chat with FCA chief Nikhil Rathi
Top UK regulator discusses geopolitical developments and their impact on global regulatory landscape, the arrival of frontier AI models and the risk they pose, tokenization, and the FCA's plans for regulating digital assets.
Hameed Shuja4 min read
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FCA and Bank of England firm up wholesale tokenization plans
The call for input closes on July 3 and a feedback statement is expected in the summer.
Carmen Cracknell2 min read
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Podcast: Monia Ben Nejima on AI governance across borders and the future of compliance
As regulators move from trialling AI to active oversight, firms face pressure to build governance structures to withstand scrutiny across multiple jurisdictions.
Vlada Gurvich37 min listen
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Framing the issue: Non-financial misconduct
45,000 firms will now be subject to NFM regulations. What can they do to prepare?
Carmen Cracknell<1 min read
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GRIP Extra: OSC sets examination priorities, SEC reviews FINRA short-selling proposal
Our in-brief roundup of notable stories from the last week.
GRIP3 min read
